Banking and Financial Frauds

Organization: Euromoney Legal Training Asia

Venue: Hong Kong

Location: Hong Kong, Hong Kong

Event Date/Time: Apr 24, 2013 / 9:00 am - (GMT +8:00 hours) End Date/Time: Apr 26, 2013 / 5:00 pm - (GMT +8:00 hours)
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Description

Summary of course content

  • Frauds – Forms, types, penalties and legal issues
  • Precautions and prevention of frauds
  • Compliance with legislation, manuals and procedures
  • Compliance programmes, systems and procedures

Methodology

Our interactive training course combines real-life case studies, group exercises, practical discussions and lecture style presentations.

Who should attend this training course?

  • Risk management personnel
  • Front-liners and banking practitioners
  • Credit personnel
  • Marketing and sales personnel
  • Operational banking heads and branch support (who write and review banking processes and procedures and compliance programmes)
  • Auditors and fraud investigators
  • Signature verifiers (of cheques, documents, credit cards, slips and vouchers–back-room and out-sourcing personnel
  • Judiciary and banking and finance mediators (cases involving frauds and especiallyforgery)

Attend both courses and save US$1,450!

  • Anti Money Laundering & Counter Terrorism Financing, 22-23 April 2013
  • Banking and Financial Frauds, 24-26 April 2013

 

Venue

Hong Kong
27/F, 248 Queen's Road East 248
Hong Kong
Hong Kong
MORE INFO ON THIS VENUE

Organizations

Euromoney Legal Training Asia
27/F, 248 Queen's Road East
Wan Chai
China
Hong Kong

Additional Information

Day 1 Registration commences at 8:30 Programme runs from 9:00 - 5:00 daily Frauds - Forms, types, penalties and legal issues

  • What is fraud?
  • White-collar crimes
  • Penalties
  • Legal issues

Types and forms of frauds in banking and finance

  • Operational frauds
  • Credit frauds
  • Administrative frauds Workshop
  • Precautions and prevention of frauds in banking and finance Workshop
  • Case studies on frauds - how to prevent frauds Workshop
  • Ways of treating/controlling fraud committed in banks and financial institutions
    • Operational fraud (including electronic and internet fraud)
    • Credit fraud
    • Administrative fraud

Workshop

  • Precautions and prevention of frauds in banking and finance
    • Compliance with legislation, manuals and procedures in banking and finance
    • Methods and skills in prevention
    • Industrial relations and domestic inquiries

Day 2 Techniques required in combating fraud

  • Forgeries - documents and signatures
  • Cheque fraud

Forgery and signature verification

  • Handwriting comparison
  • Signature verification Workshop
  • How to detect forgery Workshop
  • How to verify signatures and thumbprints Workshop
  • Forged documents and forgeries

Day 3 Preventive measures to be taken in banks and financial institutions

  • Opening accounts and identification (including 'KYC') procedures
  • How to enhance standard practices, systems and workflow
  • Conducting self-audit, audit and checking compliance Workshop
  • How to set up an effective antifraud unit in one's organisation Role-play Investigation, resolution and mediation/judging fraud cases

Restrictions