ABA/Foreword Financial Operations Conference for Securities, Brokerage and Trust (ABA Operations)

Venue: Tampa Marriott Waterside

Location: Tampa, Florida, United States

Event Date/Time: Feb 23, 2003 End Date/Time: Feb 25, 2003
Registration Date: Feb 24, 2003
Early Registration Date: Jan 31, 2003
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New demands pressure securities operations executives to achieve more with less every day. Prepare yourself and your organization to meet those demands by participating in an array of executive-level discussions focused your most critical challenges. Through this very special experience, industry leaders will share their vision, best practices, and insight.

Join your colleagues at the ABA Operations Conference for Securities, Brokerage and Trust, February 23-25, 2003 at the Tampa Marriott Waterside. This event will keep the most progressive executives and managerial professionals in touch with the latest operations issues whether you’re responsibilities are in retail, trust or custodial operations.

Attendee Benefits
q Participation in conversations with industry leaders sharing their wisdom on your most critical challenges
q Admission to the most engaging exposition of solutions in the industry
q Exclusive networking opportunities
q Regulatory updates from the most knowledgeable authorities
q Sessions scheduled for you to tailor your experience to meet your personal objective

Who Should Attend
Executive, senior and managerial professionals with responsibilities for:
q managing outsourcing relationships
q retail securities processing
q wholesale securities operations
q broker-dealer operations
q trust and employee benefit operations
q mutual funds processing
q custodial services
q investment/capital markets operations
q asset management operations
q technology acquisition and management

Program Highlights
Sessions will feature discussions among high-level executives from retail broker-dealers, ABASA member organizations, and other regional financial institutions. All participants will benefit from this experienced guidance provided through focused discussions.

Ø Advancing toward T+1, the pressures it creates, the decisions it requires
Ø Whether to outsource or self-clear
Ø Implementing straight-through processing in your environment:
§ retail broker-dealers
§ trust and custodial
§ corporate actions
Ø Working with industry utilities
Ø Executing customer service initiatives
Ø Settling ADRs and other cross-market transactions
Ø Managing technological advancement and outsourcing
Ø Managing multiple technology applications
Ø Implementing your disaster recovery program
Ø Protecting customer privacy
Ø Processing securities loans

Pre-Conference Workshops
Ø Managerial workshop on implementing change
Ø Regulatory update including 2003’s newest record-keeping requirements
Ø Complying with the U.S. Patriot Act


Additional Information

Big discounts available for teams and ABA members. See aba.com.