The 3rd Annual Hedge Fund Regulation and Compliance Forum
Venue: Crowne Plaza in Times Square
Location: New York City, United States
Event Date/Time: May 03, 2004 | End Date/Time: May 04, 2004 |
Description
The Main Conference Will Cover:
SEC Report & Coping with the Aftermath:
Michael Butowsky, Mayer, Brown, Rowe & Maw
Stephanie Pries, Managed Funds Association
Irwin Latner, Sadis & Goldberg LLC
Taking a Closer Look at the Ramifications Hedge Fund Managers Face if they Must Register with the SEC:
Terrence O’Malley, Leboeuf, Lamb, Greene & MacRae, L.L.P
Jeffrey Cobb, Cobb & Eisenberg LLC
What Does the SEC Have to Say about Advertising, Marketing & the Distribution of Hedge Funds?
Robert Van Grover, Seward & Kissell, LLP
George Mazin, Dechert LLP
SEC Hot Button: Fiduciary Issues & Conflicts of Interest
Danforth Townley, Davis Polk & Wardwell
John Baker, Stradley, Ronon, Stevens & Young, LLP
Building an Effective Compliance Program: Implementing Compliance Policies, Procedures and Checklists
Thomas Biolsi, PricewaterhouseCoopers LLP
Marybeth Sorady, Katten Muchin Zavis Rosenman
Effectively Complying with the New NASD “New Issues” Rules
David Effron, Schulte, Roth & Zabel, LLP
Successful Compliance with New Custody Rule
Nicholas Prokos, Adviser Compliance Associates LLC
Jeff Morton, Adviser Compliance Associates LLC
Ensuring Proper and Accurate Valuation Procedures
Anthony Artabane, PricewaterhouseCoopers LLP
Michael Caccese, Kirkpatrick & Lockhart LLP
Complying with the Latest Anti-Money Laundering Rules
Nicholas Prokos, Adviser Compliance Associates LLC
Michele Gibbons, Mayer, Brown, Rowe & Maw LLP
Market-Timing of Mutual Funds and Its Affects on the Hedge Fund Industry
Mark Goshko, Kirkpatrick & Lockhart
Survivng an SEC Examination
Jeff Morton, Adviser Compliance Associates LLC
Mark Goshko, Kirkpatrick & Lockhart
Compliance Issues for Registered Hedge Funds
Michael Caccese, Kirkpatrick & Lockhart LLP
Mark Goldstein, UBS Financial Services Inc.
Call 800-280-8440 to register today, or click below.
*Final approval of New York CLE credits pending approval of conference documentation book.
ensure proper removal.