With two sold-out hedge fund regulation and compliance conferences under our belt, Financial Research Associates is proud to announce our “Third Annual Hedge Fund Regulation and Compliance” conference scheduled for May 3-4 in New York. You’ll need to register early to secure your seat at what promises to be another informative event about the very latest on hedge fund regulation. The topics have been updated and will be further updated by the conference date to give you the very latest information.

The Main Conference Will Cover:
SEC Report & Coping with the Aftermath:
Michael Butowsky, Mayer, Brown, Rowe & Maw
Stephanie Pries, Managed Funds Association
Irwin Latner, Sadis & Goldberg LLC

Taking a Closer Look at the Ramifications Hedge Fund Managers Face if they Must Register with the SEC:
Terrence O’Malley, Leboeuf, Lamb, Greene & MacRae, L.L.P
Jeffrey Cobb, Cobb & Eisenberg LLC

What Does the SEC Have to Say about Advertising, Marketing & the Distribution of Hedge Funds?
Robert Van Grover, Seward & Kissell, LLP
George Mazin, Dechert LLP

SEC Hot Button: Fiduciary Issues & Conflicts of Interest
Danforth Townley, Davis Polk & Wardwell
John Baker, Stradley, Ronon, Stevens & Young, LLP

Building an Effective Compliance Program: Implementing Compliance Policies, Procedures and Checklists
Thomas Biolsi, PricewaterhouseCoopers LLP
Marybeth Sorady, Katten Muchin Zavis Rosenman

Effectively Complying with the New NASD “New Issues” Rules
David Effron, Schulte, Roth & Zabel, LLP

Successful Compliance with New Custody Rule
Nicholas Prokos, Adviser Compliance Associates LLC
Jeff Morton, Adviser Compliance Associates LLC

Ensuring Proper and Accurate Valuation Procedures
Anthony Artabane, PricewaterhouseCoopers LLP
Michael Caccese, Kirkpatrick & Lockhart LLP

Complying with the Latest Anti-Money Laundering Rules
Nicholas Prokos, Adviser Compliance Associates LLC
Michele Gibbons, Mayer, Brown, Rowe & Maw LLP

Market-Timing of Mutual Funds and Its Affects on the Hedge Fund Industry
Mark Goshko, Kirkpatrick & Lockhart

Survivng an SEC Examination
Jeff Morton, Adviser Compliance Associates LLC
Mark Goshko, Kirkpatrick & Lockhart

Compliance Issues for Registered Hedge Funds
Michael Caccese, Kirkpatrick & Lockhart LLP
Mark Goldstein, UBS Financial Services Inc.

Call 800-280-8440 to register today, or click below.
*Final approval of New York CLE credits pending approval of conference documentation book.
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