The 3rd Annual Investment Advisor Compliance Forum

Venue: The Harvard Club

Location: New York, New York, United States

Event Date/Time: May 16, 2005 End Date/Time: May 17, 2005
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Description

Highlights include: Identifying and mitigating conflicts from the SEC's point of view, sales practices and licensing issues, code of ethics, and more!

Venue

27 W. 44th st.
New York
New York
United States
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