Mutual Fund Regulation Hot Topic Workshop (A5B8)

Venue: Marriott East Side

Location: New York, New York, United States

Event Date/Time: Oct 14, 2005 End Date/Time: Oct 14, 2005
Registration Date: Oct 13, 2005
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Description

Recent events in the Mutual Fund industry require fund administrators, lawyers, and chief compliance officers to gain a clear understanding of the realities, regulations, and pitfalls of today’s Mutual Fund environment.

To that end, Legalworks has gathered the industry’s most knowledgeable compliance and legal experts to share crucial mutual fund regulatory intelligence which will impact the way you do business today, and tomorrow.

From sales implications, compliance, and Fund Board governance to conflicts of interest, service arrangements, and recent regulatory developments — this powerful one-day workshop will cover virtually every important topic concerning Mutual Fund regulation and compliance with the SEC.

Our expert faculty includes

Venue

525 Lexington Avenue
New York
New York
United States
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