Mutual Fund Regulation Hot Topic Workshop (A5B8)
Venue: Marriott East Side
|Event Date/Time: Oct 14, 2005||End Date/Time: Oct 14, 2005|
|Registration Date: Oct 13, 2005|
To that end, Legalworks has gathered the industry’s most knowledgeable compliance and legal experts to share crucial mutual fund regulatory intelligence which will impact the way you do business today, and tomorrow.
From sales implications, compliance, and Fund Board governance to conflicts of interest, service arrangements, and recent regulatory developments — this powerful one-day workshop will cover virtually every important topic concerning Mutual Fund regulation and compliance with the SEC.
Our expert faculty includes