This year’s conference will host three guest speakers, who will address some of the latest developments in legal, compliance and regulatory issues affecting brokers and dealers.

Special guest speakers will include:
• Lawrence Kudlow- Host of CNBC’s top rated Kudlow & Company

• Harvey Pitt- 26th Chairman of the United States Securities & Exchange Commission

• Douglas Shulman- Vice Chairman of NASD

Topics Covered:
• NASD/NYSE Regulations Merger
• Evolution and Future of Hedge Funds
• Accounting, Auditing, and Compliance, Fair Value,
FASB 157
• Tax: International Structure and Transfer Pricing State and Local Allocations

Regulators panel discussion, including panelists from the SEC, the NYSE,
and NASD