Front to Back Office: Trading Controls and Best Practices (FTBO)
Venue: Houston
Location: Houston, Texas, United States
Event Date/Time: Mar 17, 2009 | End Date/Time: Mar 17, 2009 |
Description
Details of recent spectacular failures
What happened and why
Same company or different planets?
Front Office
Mid-Office
Back Office
The overall controls process
Trading controls "Best Practices" guidelines
Executive management
Trading management
Traders
Trading authorities - limits and layers
Prioritizing more deals vs. better controls
Trading room controls