The Canadian Institutes 15th Annual Regulatory Compliance for Financial Institutions
Venue: Toronto
Event Date/Time: Nov 19, 2009 | End Date/Time: Nov 20, 2009 |
Early Registration Date: Oct 22, 2009 |
Description
Attend this year’s event and ensure you are on top of key compliance issues, take away practical strategies to mitigate your regulatory risks in a tough economy, and benefit from practical advice to help you meet the challenges of your job.
Why 100’s of Compliance Professionals Rely on this Annual Event:
Catch up with regulators: Hear about their reactions to the past year in regulation, the impact of recent market turbulence on regulatory compliance, and future priorities
Exchange tips and best practices with your industry: Network and share ideas with other compliance professionals while learning from the interactive sessions
Prepare your response to possible regulatory changes: Develop strategies to manage potential regulatory shifts emerging from government and global reactions to the financial crisis
Tackle all major issues in regulatory compliance, including:
Anti-Money Laundering (AML) and ATF requirements, outsourcing, responding to consumer complaints, Legislative Compliance Management (LCM), privacy compliance, good governanceand more.
Delve into industry specific topics: Tailor your learning by focusing on Banking or Insurance specific issues in our “Dual Track†sessions
New for 2009!
Executive Roundtable:
Analyzing Regulation in Light of the Financial Crisis
Interactive Session: Exchanging Best Practices in Managing a Robust Compliance Program