The Canadian Institutes 15th Annual Regulatory Compliance for Financial Institutions

Venue: Toronto

Location: Toronto, Ontario, Canada

Event Date/Time: Nov 19, 2009 End Date/Time: Nov 20, 2009
Early Registration Date: Oct 22, 2009
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The Canadian Institute’s Regulatory Compliance for Financial Institutionsconference has been bringing together Canada’s compliance professionals since 1994. Now in its 15th year, this conference has become the meeting place for compliance professionals to exchange ideas and best practices with one another.

Attend this year’s event and ensure you are on top of key compliance issues, take away practical strategies to mitigate your regulatory risks in a tough economy, and benefit from practical advice to help you meet the challenges of your job.

Why 100’s of Compliance Professionals Rely on this Annual Event:

Catch up with regulators: Hear about their reactions to the past year in regulation, the impact of recent market turbulence on regulatory compliance, and future priorities

Exchange tips and best practices with your industry: Network and share ideas with other compliance professionals while learning from the interactive sessions

Prepare your response to possible regulatory changes: Develop strategies to manage potential regulatory shifts emerging from government and global reactions to the financial crisis

Tackle all major issues in regulatory compliance, including:
Anti-Money Laundering (AML) and ATF requirements, outsourcing, responding to consumer complaints, Legislative Compliance Management (LCM), privacy compliance, good governanceand more.

Delve into industry specific topics: Tailor your learning by focusing on Banking or Insurance specific issues in our “Dual Track” sessions

New for 2009!

Executive Roundtable:
Analyzing Regulation in Light of the Financial Crisis
Interactive Session: Exchanging Best Practices in Managing a Robust Compliance Program