4th Advanced Investment Funds Compliance and Other Legal Issues
Venue: Metropolitan Hotel Toronto
|Event Date/Time: Oct 05, 2011||End Date/Time: Oct 06, 2011|
|Registration Date: Oct 05, 2011|
*Developing an appropriate compliance program
*How to apply the ongoing review process to your specifi c fi rm needs
*Maintenance of required books and records
*Anticipating potential areas of concern
*Fund manager registration and compliance rules
*Fund audits and dispute settlement
*Recent court decisions of the federal Privacy Commissioner
*Case management best practices and strategies
*Bank of Nova Scotia
*Borden Ladner Gervais LLP
*Brandes Investment Partners
*Capital International Asset Management (Canada) Inc.
*CNSX Markets Inc.
*Crawley Meredith Brush LLP
*Fasken Martineau DuMoulin LLP
*Invesco Trimark Ltd.
*Ontario Securities Commission
*Osler, Hoskin & Harcourt LLP
*Stikeman Elliott LLP
*Wildeboer Dellelce LLP