4th Advanced Investment Funds Compliance and Other Legal Issues

Venue: Metropolitan Hotel Toronto

Location: Toronto, Ontario, Canada

Event Date/Time: Oct 05, 2011 End Date/Time: Oct 06, 2011
Registration Date: Oct 05, 2011
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Description

Highlights:
*Developing an appropriate compliance program
*Investment performance
*How to apply the ongoing review process to your specifi c fi rm needs
*Maintenance of required books and records
*Anticipating potential areas of concern
*Fund manager registration and compliance rules
*Fund audits and dispute settlement
*Recent court decisions of the federal Privacy Commissioner
*Case management best practices and strategies

Participating Organizations:
*Bank of Nova Scotia
*Borden Ladner Gervais LLP
*Brandes Investment Partners
*Capital International Asset Management (Canada) Inc.
*CNSX Markets Inc.
*Crawley Meredith Brush LLP
*Deloitte
*Fasken Martineau DuMoulin LLP
*Invesco Trimark Ltd.
*Ontario Securities Commission
*Osler, Hoskin & Harcourt LLP
*PricewaterhouseCoopers LLP
*Stikeman Elliott LLP
*Wildeboer Dellelce LLP

Venue

108 Chestnut Street
Toronto
Ontario
Canada
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Additional Information

Pricing: Course: $1975 Course + Proceedings CD-ROM: $1975 + $175 = $2150 Proceedings CD-ROM: $599

Types