The Canadian Institute’s 10th Annual Advanced Forum on SECURITIES LITIGATION & ENFORCEMENT

Venue: Metropolitan Hotel

Location: Toronto, Ontario, Canada

Event Date/Time: Oct 26, 2011 End Date/Time: Oct 27, 2011
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The Canadian Institute’s 10th Annual Advanced Forum on Securities Litigation and Enforcement is focused on providing you with the cutting-edge information you need to decrease your risk and ensure your company and clients are protected:
• HEAR the most recent enforcement developments directly from IIROC and the MFDA
• GAIN regulatory staff insight on minimizing the impact of regulatory investigations and enforcement actions
• UNCOVER the latest developments in fraud enforcement: Ponzi Schemes, Boiler Room Activities, Social Networking Schemes and Others
• OBTAIN in-house counsel perspectives on managing risk, resources, process and reputation in regulatory enforcement proceedings and litigation


Additional Information

WHO WILL YOU MEET? • In-House counsel/Corporate counsel • Private practice lawyers, including Canadian and U.S.: - Securities litigators - Corporate - M&A • Regulators, including professionals from securities commissions • Compliance officers and risk managers • Investment and mutual fund dealers and advisors • D&O insurers, underwriters and claims analysts • Investigators, law enforcement • Auditors • Mediators and arbitrators • Criminal prosecutors, provincial ministries of the Attorney General • Federal government economic analysts and advisors