Our faculty of regulatory authorities and leading industry experts will help you:

• PLAN for new and changing U.S. regulatory initiatives affecting Canadian and cross-listed companies

• EXAMINE critical implications of M&A trends on the extractive industries

• DETERMINE key impacts of the new corporate governance requirements and key market-led developments

• LEARN how to implement risk management strategies for compliance with evolving registrant requirements under NI: 31-103

• BENCHMARK your compliance initiatives against those of leading market players by understanding exactly how to test the effectiveness of your programs

• PARTICIPATE in creative discussions with industry decision-makers to improve your approach to compliance and exceed the expectations of regulators

TARGETED TRAINING! Participate in the new in-depth workshops for proven strategies and practice tips on important and emerging areas of concern in securities regulation and compliance:

A. Neutralizing Risk at the Outset: Testing the Effectiveness of Your Compliance Programs

B. Risk Management in Electronic Commodities and Futures Trading

C. Comprehensive Guide to Prepare for Changes in Marketing of Prospectus Offerings

PROGRAM ACCREDITED


Register Now! Join us for this completely refreshed program to learn from industry experts and stay compliant with expanding regulatory demands by calling 1-877-927-7936, by fax at 1-877-927-1563 or online at www.CanadianInstitute.com/securities.


We look forward to welcoming you to the conference in October!

Participating Regulatory Authorities • Alberta Securities Commission • Autorité des marchés financiers • Ontario Securities Commission • Investment Industry Regulatory Organization of Canada Who Will You Meet? • Regulators • Securities and Corporate Lawyers in Private Practice • General Counsel, In-House Counsel, Chief Legal Officers • Compliance Officers • Securities industry Executives, Managers, Dealers, Brokers, Transfer Agents and Professionals • Chief Financial Officers, Chief Executive Officers, Internal Auditors, Controllers • Directors and Officers • Corporate Secretaries • Underwriters and Issuers • Corporate and Commercial Investors • Investment Portfolio Executives and Dealers • Mutual Fund and Pension Fund Managers