18th Annual REGULATORY COMPLIANCE FOR FINANCIAL INSTITUTIONS

Venue: Sheraton Centre

Location: Toronto, Ontario, Canada

Event Date/Time: Nov 13, 2012 End Date/Time: Nov 14, 2012
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Description

Collect proven advice to help you build, implement and test the effectiveness of your risk management programs. Learn how to protect your organization and ensure compliance by addressing the myriad compliance challenges facing financial institutions of all sizes:

• Gather proven strategies from industry leaders to develop superior in-house compliance programs

• Implement best practices to face stress-testing and crisis management requirements

• Prepare for the influx of data management responsibilities accompanying new international tax and anti-money laundering regulations

• Gain in-depth knowledge on how to leverage new technologies while remaining compliant with privacy laws and broader regulatory mandates

• Improve your operational and business efficiency by benchmarking your programs against those of leading stake-holders

• Develop solid good governance practices with a focus on board composition and accountability


TARGETED TRAINING! Participate in the expanded workshops for in-depth training sessions:

A. Regulatory Compliance Principles: In a Nutshell

B. Action Plan to Develop a Superior Enterprise Risk Management (ERM) Program
C. Evaluating the Effectiveness of Your Enterprise-Wide Compliance Programs



Register Now! Secure your place at this event unique in Canada to learn from the experts and stay compliant with evolving and increasing regulatory demands by calling 1-877-927-7936, by fax at 1-877-927-1563 or online at www.RegulatoryComplianceforFIs.com.


PLUS!
Earn CPD Hours
Watch conference on-line
Call our Customer Service to find out more!

Venue

123 Queen Street East
Toronto
Ontario
Canada
MORE INFO ON THIS VENUE

Additional Information

Who You Will Meet • Regulatory Authorities • Compliance Officers, Operations and Risk, In-house Counsel, Internal Auditors and others in: o Domestic and Foreign Banks o Credit Unions o Life Insurance Companies o Investment Banks and Advisors o Securities Firms o Asset-management Firms o Financial Advisory Companies o Operational Risk Management o Law Firms o Accounting Firms o Consulting Firms o Pension Funds • Also: o Accountants o Risk Managers o IT and Operations o Lawyers in private practice (Canada and U.S.) o Consultants Global Custodians