Sub-Advised Funds Forum
Venue: The Union League
|Event Date/Time: Oct 01, 2012||End Date/Time: Oct 03, 2012|
|Registration Date: Oct 02, 2012|
Sub-Advised Compliance Workshop Topics on October 1st include:
-Due Diligence from a Compliance Perspective: What Should Funds be Looking for and What Should Sub-Advisors Be Attentive to?
-Section 15 Requirements & Disclosures between Fund and Sub-Advisor
-Top SEC Enforcement Priorities and Lessons Learned From Past Litigation
-Best Practices in Client Disclosure and Reporting
-Special Issues in Best Execution and Soft Dollars
-Developing an Acceptable Policies and Procedures Manual
-Effectively Responding to RFPs
Sub-Advised Funds Forum Topics on October 2-3 include:
-State of the Industry: How Has Demand Changed for Sub-Advised Products?
-Asset Allocation Trends: Design, Strategies, and Opportunities
-Expanding Your Strategies and Managing Volatility via Alternatives
-Seizing the New Opportunities in the Defined Contribution Market
-How Can Sub-Advisors Enhance the Efficiency of Target Date Funds?
-Effectively Managing Risk in Today's Unique Marketplace: How Should Sub-Advisors be Treating Risk?
-An In-Depth Look at the Due Diligence Process for Sub-Advised Funds
-Performance Measurement and Performance Attribution in Today's Investment Management Environment
-Global Transition Management: Efficient Ways to Enhance Sub-Advised Funds
-The Shifting Landscape of Variable Annuities: How Can Sub-Advised Services Effectively Play a Role in this New Paradigm?
-Improving Performance Rankings Through Operational Alpha